Service Fees

Financial Planning:

Introductory Session

No Fee

Financial Plan

Dependent Upon Client’s Needs; Quote Available After the Introductory Session

Implementation of Financial Plan

Dependent Upon Client’s Needs; Quote Available Upon Completion of a Financial Plan

Hourly services are available under certain circumstances.

Asset Management:

For assets up to $1,000,000

1.00%

$1,000,001 to $3,000,000

0.60%

$3,000,001 to $6,000,000

0.30%

$6,000,001 to $10,000,000

0.25%

$10,000,001 to $20,000,000

0.20%

$20,000,001 +

0.15%

529 Plans:

Setup Fee: $250
Managed: 0.10% of Market Value Annual Fee, Billed Quarterly

Annuity Services:

Managed: The Lesser of 0.5% of Market Value or the Fee That Would Result from Adding the Annuity Asset(s) to the Other Managed Assets
Non-Managed: $500 Setup Fee Annual Fee, Billed Quarterly

Due Diligence/Ad Hoc Services

Managed portfolios up to $20,000,000 will be billed at $250 per hour plus any expenses incurred during the due diligence process. For portfolios with assets under management that are greater than $20,000,000, most due diligence and ad hoc services will be included as part of the advisory services; therefore, the client will only be charged for expenses directly related to the services being performed, i.e., travel costs, third-party service fees, etc.

Consulting and other special services are available at an hourly rate or a fixed retainer. Billing for such services is customarily done monthly. Fees are negotiable, based upon the complexities and circumstances of your individual situation.